Our range of advisory services and support
Foundation Building and Set-Up
Licensing & Registrations
Secure regulatory approvals across global jurisdictions including US BitLicense, MiCA, VASP, and FCA authorization with complete application support.
Policies & Procedures
Build comprehensive compliance frameworks with policy creation, issue management programs, and change management systems.
Startup School
Complete A-Z company launch support including HR, InfoSec, IT, risk frameworks, and all operational areas.
Operations and Oversight
Fractional & Project Support
On-demand CCO/BSA/AML expertise for remediation, audit monitoring, departmental support, and staff augmentation.
Bank Sponsorship
Navigate bank partnerships from due diligence to ongoing monitoring with pre/post-launch training and FinTech expertise.
Regulatory & Audit Support
Proactive regulatory engagement, exam preparation, internal/external audits, and regulatory reporting assistance.
Compliance Management System (CMS)
Build robust CMS programs with board oversight, monitoring automation, and compliance software integration.
Risk Management
Enterprise-wide risk programs including ERM, TPRM, model validation, vendor management, and operational risk assessment.
Training & Development
Custom compliance training programs, staff and board education, annual attestations, and cybersecurity training.
Technology and Security
Information Security & Data Protection
Comprehensive cybersecurity consulting, ethical hacking, data governance mapping, and SOC 2 preparation.
Privacy Compliance & Support
GDPR/CCPA compliance with data protection policies, breach response, privacy assessments, and cross-border transfers.
Software & Automated Workflows
AML/BSA software implementation, RegTech development, automated controls, and transaction monitoring systems.
Specialised Sectors
Payments, BaaS, Fintech & Strategic Support
FinTech compliance consulting, bank partnerships, product development programs, and strategic governance advice.
Investment & Venture Capital Due Diligence (DD) Support
Comprehensive due diligence including risk evaluation, financial modeling, operational assessments, and exit strategy support.
RIA Products GRC Support
Investment portfolio management, wealth advisory, retirement planning compliance, and ESG investing solutions.
Stablecoin and Cryptocurrency GRC Support
Digital asset compliance, stablecoin issuance support, crypto portfolios, AML monitoring, and reserve auditing.
Find a Compliance Circle expert for fractional, advisory, or consultancy needs
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